SEC Transparency Rule Briefing | Short Sale Reform | Project Ion | Robot Godzilla | Rule 10C-1

2 years ago
150

SEC Transparency 2022 - Overview of market transparency rule proposals by the SEC including: Amendments to Form PF; Prohibition Against Fraud, Manipulation and Deception in Connection with Security-Based Swaps; Short Sale Disclosure Reforms, Proposed rules on Loan or Borrowing of Securities; Amendments to the Securities Transaction Settlement Cycle aka T+1, T+0 aka Project Ion or Robot Godzilla; Updates to Rules Related to Private Fund Advisers, and finally, Cybersecurity Risk Governance. The SEC has over 50 Proposed Rules on their agenda for 2022. This video covers a few of interest to retail traders, AMC and GME investors that are specific to market and short sale transparency.
#TonyDenaro #SEC #Transparency

Due Diligence Links:
1) SEC 2022 Proposed Rule list: https://www.reginfo.gov/public/do/eAgendaMain?operation=OPERATION_GET_AGENCY_RULE_LIST&currentPub=true&agencyCode=&showStage=active&agencyCd=3235&csrf_token=FAA84A0B974D6843DBC56359D210E98AB427ACF6CD5A70ED2811D96A1F834879B1F23818F239C6438556CCD3B0FE70A39A1C
2) SEC Commission Agenda for Feb 9, 2022: https://www.sec.gov/os/agenda-open-020922
3) Form PF (sample): https://www.sec.gov/files/formpf.pdf
4) SEC Private Fund Advisers Risk Alert: https://www.sec.gov/files/private-fund-risk-alert-pt-2.pdf
5) Cybersecurity Risk Governance: https://www.jdsupra.com/legalnews/sec-to-propose-cybersecurity-risk-2135357/
6) Security Based Swap Fraud, Manipulation Rule: https://www.federalregister.gov/documents/2022/02/04/2021-27531/prohibition-against-fraud-manipulation-or-deception-in-connection-with-security-based-swaps
7) Morgan-Lewis summary on item 6: https://www.morganlewis.com/pubs/2021/12/sec-proposes-rules-for-security-based-swaps-prohibiting-fraud-and-manipulation
8) Westlaw article: https://today.westlaw.com/Document/Ic1bd4963e04311ebbea4f0dc9fb69570/View/FullText.html?transitionType=Default&contextData=(sc.Default)&firstPage=true
9) Rule 10C-1 Overview: https://www.jdsupra.com/legalnews/sec-proposes-securities-lending-8651514/

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The AMC short squeeze has not happened! Many AMC price predictions have been made by Matt Kohrs, Trey’s Trades, ReviewDork, Short The Vix, AndrewMoMoney, Astro, Lou vs Wall Street, The Masked Investor, Roensch Capital, ClayBro and Meet Kevin. Subscribe to Tony Denaro for Tony’s AMC livestreams and AMC price predictions. Looking for AMC analysis and predictions? What is happening with AMC today? Join Tony’s AMC live stream and get all the latest information on the AMC stock price. Will AMC go up? Is AMC a buy? The hedgies have not covered. A Gamma Squeeze looks likely - Diamond Hands! Shorts have not covered! Citadel owns the PFOF system so is the price of AMC being manipulated? What are your thoughts on AMC? Drop a comment on today’s video and don’t forget to subscribe!

The AMC short squeeze began late 2020 along with the GameStop short squeeze. Many people on reddit WallStreetBets realized the high GME short interest and bought in cheap. AMC short squeeze was also a potential but did not gain traction until May 2021. GameStop short interest has declined but GME price today remains high thanks to a crowd of GME believers. AMC stock price reached $72 in late May 2021 and is currently consolidating. Many AMC apes believe the price of AMC is being manipulated by Citadel and hedge funds. When will the AMC short squeeze happen? What is the AMC price target? Opinions vary but the consensus is soon and to the moon!

Small brokers like Robinhood, Webull and Interactive Brokers all stopped Buy orders during the GameStop squeeze in January 2021 due to liquidity issues and the inability to provide capital to the DTCC. In addition they use PFOF (Payment For Order Flow). Consider using a larger broker like Fidelity to minimize the risk of being shut out during the upcoming AMC short squeeze.

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