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JP Morgan Chase & Co. Insider Trading Scandal To New Levels
Insider trading scandal: From "The cartel" of 2013, to the apps of 2021
Some of the major side effects of banking, financial, investment and stock market services are the use of inside information, non-confidentiality, leaking corporate or other news, spreading false news, and breaching confidentiality agreements. Have been sighted in several cases of collaborations.
Capital market regulators around the world have set up special units to prevent, investigate and punish such abuses.
A recent example is the imposition of fines on JPMorgan Chase by the US Securities and Exchange Commission (SEC). The SEC research covered the period from 2015 to 2020 and focused on the non-keeping of communication records between employees and executives of the company, but also between the company and third parties.
As is well known, telephone communications of stockbrokers, investment firms and banks, as well as the exchange of emails, are recorded and archived for the protection of both parties.
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🔥 Disclaimer: Everything expressed in this video is a personal opinion provided for entertainment value only. I am not a professional nor a financial advisor. These are not instructions, suggestions, nor directions as to how to handle your money. Please, always do your own due diligence.
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