Major Milestone: ISQAI Officially Obtains U.S. SEC Broker-Dealer License!

Major Milestone: ISQAI Officially Obtains U.S. SEC Broker-Dealer License!

To Our Global Community Partners:
ISQAI has successfully passed the rigorous review by the U.S. Securities and Exchange Commission (SEC), becoming one of the few SEC-certified cryptocurrency and AI quantitative trading platforms! This milestone signifies a comprehensive upgrade in our compliance strength, technological leadership, and global trustworthiness.

Core Advantages Unveiled
Top-Tier Compliance Endorsement
▸ Dual oversight by SEC & FINRA
(https://www.adviserinfo.sec.gov | CRD#: 335561): Meets the highest regulatory standards under the Securities Exchange Act of 1934.
▸ Full licensing framework: Concurrently holds the U.S. Treasury FinCEN MSB license
(https://www.fincen.gov/msb-state-selector | MSB#: 31000275174033).
▸ All business lines have passed stringent anti-money laundering (AML) and customer asset segregation audits. Your asset security is our top priority.

Financial Stability Commitment
▸ Strict adherence to the SEC’s （Net Capital Rule）, ensuring our capital adequacy ratio far exceeds industry benchmarks.
▸ Membership in the SIPC investor protection program, adding an extra layer of security for your assets.

Elite Team Safeguarding
▸ Core team members hold top-tier financial licenses (Series 7/63/24).
▸ AI trading system has passed SEC（AML） and risk control audits.

Continuous Transparency
▸ Real-time financial reporting to the SEC, subject to unannounced annual audits.
▸ 24/7 compliance monitoring with dynamic adaptation to regulatory policies.

Future Vision
The SEC license is not just a symbol of trust—it is the cornerstone of ISQAI’s globalization strategy. Every AI-powered quantitative trade you execute operates under the strictest U.S. financial regulatory framework. We will:
Legally expand global operations
Fuse AI quantitative technology with regulatory tech innovation
Deliver safer, smarter, and more transparent trading experiences for our community.

Gratitude to Every Community Member!
ISQAI firmly believes: True financial innovation is born from technology and perfected through compliance. Licensing is not the end—it is a new beginning to safeguard every ounce of trust.

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