FINRA fines Wedbush only 900k for 5 years of FTD violations

The fines are so small that they don’t deter the bad behavior the fines actually encourage it If a company can violate the law for 5 years and only get a fine that is a percentage of the money gained by the illegal activities Why would they stop breaking the law?!

https://financefeeds.com/finra-fines-wedbush-900k-over-reporting-violations/

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