The SEC's Administrative Process with NCLA's Peggy Little

3 years ago

NCLA Senior Litigation Counsel Peggy Little joins the SEC Roundup Podcast to discuss the SEC’s administrative process and recent Constitutional challenges to SEC enforcement actions. Peggy offers insight into Article III considerations, right of review at the Circuit Courts, and the various challenges faced by her clients.

Website: https://nclalegal.org
Facebook: https://www.facebook.com/NewCivilLibe...
Twitter: https://twitter.com/NCLAlegal
LinkedIn: https://www.linkedin.com/company/ncla...
Instagram: https://www.instagram.com/nclalegal/

Loading comments...